Client disclosures for LFA and LFS

Please carefully review the forms, brochures and privacy notices below to evaluate a possible relationship with Lincoln Financial Network (LFN) affiliated investment advisor firms and third parties.


The United States Security & Exchange Commission (SEC) recommends that you always ask for, and carefully read, both parts of Form ADV before you hire someone to be your investment advisor. Form ADV, in two parts, provides essential information about investment advisors' business strategies, regulatory compliance history, service offerings and associated costs of advisory programs.

Lincoln Financial Network-affiliated investment advisors

Please select the relevant links below to view and print (PDF) documents related to your Lincoln Fee-Based Account and its manager(s). To download the latest version of Adobe® Reader®, please visit Adobe's website.

Lincoln Financial Advisors:
Form CRS – Customer Relationship Summary (PDF)
Asset Management Programs Retirement Plan Services and Other Advisory Services ADV 2A (PDF)
Lincoln Premier Series 2A Brochure (PDF)
Financial Planning Brochure (PDF)
Sagemark Financial Planning Brochure (PDF)

Lincoln Financial Securities:
Form CRS – Customer Relationship Summary (PDF)
Asset Management Programs Retirement Plan Services and Financial Planning ADV 2A (PDF)
LFS Custom Wealth Advantage Choice Wealth Management Program and Appendix 1 Wrap Fee Program Form ADV, Part 2A (LFN11330) (PDF)

Envestnet Portfolio Solutions, Inc. (PDF)
Envestnet Asset Management’s Form CRS (PDF)

Lincoln Financial Network:
Privacy Notice LFN

Additional Client Disclosure Documents

Step-Out Trading (PDF)
3rd Party Manager and Strategists Utilizing Step-out Trading (PDF)
LFN Guide to Understanding Your Investment Advisory and Brokerage Relationships (PDF)

NFS Bank Deposit Sweep Program

NFS Bank Deposit Sweep Program (BDSP) Disclosure Document (PDF)
Bank Deposit Sweep Program (BDSP) Supplemental Customer Disclosure Document (PDF)
Participating Banks

Third-party investment managers (SMA/Strategist/TAMPs) form ADV brochures